Registered Client Service Associate

Citibank - More jobs by this advertiser
Registered Client Service Associate-18067933

Job Description:

  • Efficiently manage inquiries from CWM FAs and Clients for New Account Opening/Asset Transition
  • Strong problem solving and decision making skills, combined with an understanding of regulatory requirements are required to perform job functions.
  • Interprets procedures/ instructions to resolve problems within established policies and procedures, while adhering to banking and brokerage regulatory requirements
  • Works under little to no direct supervision while performing job duties
  • As required, may train lower level team members
  • Applies working knowledge of technical and professional principles and concepts and in depth knowledge of team objectives; and, impacts the business by ensuring the quality of the tasks or services provided
  • Understands how assigned duties contribute to the work of the team/unit and how the units coordinate their efforts and resources to achieve the objectives of the function.


  • Strong verbal and written communication skills Proficiency and aptitude in utilizing MS Office, web based and other desktop applications
  • Client facing experience; strong background and interest in the fields of operations and compliance
  • Knowledge of investments, banking, and credit products preferred Ability to establish relationships and partner effectively with various groups including sales, service, operations, and compliance
  • Demonstrate initiative without compromising compliance or confidentiality
  • Ability to multi-task with strong organizational and time management skills per the needs of  FA teams and clients
  • Ability to problem solve and analyze data with demonstration of attention to detail
  • Qualifications and Education:
  • Licensing Required: Series 6/63 or 7/66 (All new hires are required to obtain Series 7/66 licenses)
  • BA/BS Degree and relevant financial services experience preferred
  • 5-7 years of experience in the financial industry is preferable
  EEO Statement: Citi is an equal opportunity and affirmative action employer. Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity  Pay Transparency: Citi won’t discriminate against anyone for discussing pay, but those with access to pay data in their work can’t disclose it unless responding to complaints/investigations or legal requirements.

17 February 2019
Location: United States Ialomita Northbrook
Work type:
Full time
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.

Only direct applications will be considered.

This career opportunity is no longer open.
Please search for current vacancies here.

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