Registered Client Service Associate

Citibank - More jobs by this advertiser
Registered Client Service Associate-18067933

Job Description:

  • Efficiently manage inquiries from CWM FAs and Clients for New Account Opening/Asset Transition
  • Strong problem solving and decision making skills, combined with an understanding of regulatory requirements are required to perform job functions.
  • Interprets procedures/ instructions to resolve problems within established policies and procedures, while adhering to banking and brokerage regulatory requirements
  • Works under little to no direct supervision while performing job duties
  • As required, may train lower level team members
  • Applies working knowledge of technical and professional principles and concepts and in depth knowledge of team objectives; and, impacts the business by ensuring the quality of the tasks or services provided
  • Understands how assigned duties contribute to the work of the team/unit and how the units coordinate their efforts and resources to achieve the objectives of the function.


  • Strong verbal and written communication skills Proficiency and aptitude in utilizing MS Office, web based and other desktop applications
  • Client facing experience; strong background and interest in the fields of operations and compliance
  • Knowledge of investments, banking, and credit products preferred Ability to establish relationships and partner effectively with various groups including sales, service, operations, and compliance
  • Demonstrate initiative without compromising compliance or confidentiality
  • Ability to multi-task with strong organizational and time management skills per the needs of  FA teams and clients
  • Ability to problem solve and analyze data with demonstration of attention to detail
  • Qualifications and Education:
  • Licensing Required: Series 6/63 or 7/66 (All new hires are required to obtain Series 7/66 licenses)
  • BA/BS Degree and relevant financial services experience preferred
  • 5-7 years of experience in the financial industry is preferable
  EEO Statement: Citi is an equal opportunity and affirmative action employer. Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity  Pay Transparency: Citi won’t discriminate against anyone for discussing pay, but those with access to pay data in their work can’t disclose it unless responding to complaints/investigations or legal requirements.

14 February 2019
Location: United States Ialomita Northbrook
Work type:
Full time
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.

Only direct applications will be considered.

This advertiser's application form opens in a new window. Check your browser's popup blocker settings if you experience problems.

Bookmark and Share
  • Previous Next

This website uses cookies

This website uses cookies to improve user experience. By using our website you consent to all cookies in accordance with our Cookie Policy.
I agree
Read more