IPB Product Control Manager

Citibank - More jobs by this advertiser
IPB Product Control Manager-19002807
Description
 
  • This is a unique and exciting role for the candidate to primarily establish, enhance and oversee the control activities relating to the sales and distribution of wealth management products to ensure the bank’s adherence to local regulatory and internal Citi policy requirements. Additionally, the role also involves performing periodic control self-assessments

Your key responsibilities include:

  • Provide independent review of wealth management products and sales activities to ensure that all activities and practices are in compliance with regulatory and corporate guidelines
  • Implement and enhance processes and controls in relation to regulatory or internal Citi policies that facilitate sales activity without compromising on the financial advisor’s fiduciary responsibility and corporate governance.
  • Coordination and preparation for audits and regulatory reviews
  • Administer customer surveys on investment and treasury products and ensures all negative comments raised by customers are independently investigated and escalated for prompt resolution
  • Perform quarterly self-assessment exercises and where necessary, recommend appropriate remedial work
  • Work in close partnership with Product Managers including participation in system enhancement projects, resolution to operational issues

Qualifications
 
  • Degree in Finance, Business or Commerce preferred
  • At least 5-8 years work experience in a control/compliance/audit or tax/investment product role in a financial institution
  • Knowledgeable about financial products, financial advisory, legal and regulatory environment
  • Strong written and verbal communication skills and tactful
  • Broad-minded, with a capacity to learn, apply knowledge and bring improvement to the organization
  • Able to multi-task, detail oriented, mature, sensible, self-assured
  • Team player who can work and communicate well with stakeholders of varying seniority including front office, operations, regional office and technology
  



6 April 2019
Location: Singapore Singapore
Work type:
Full time
Sector:
Banking and Financial Services
Profession:
Other
PLEASE! No enquiries from Recruitment Agencies or Headhunters.

Only direct applications will be considered.

This career opportunity is no longer open.
Please search for current vacancies here.


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