The role involves promoting a strong control environment within the Banking, Capital Markets and Advisory (BCMA) business in EMEA.
The role involves general oversight over a number of key operational and conduct risks within the BCMA business. E.g. conflicts of interest risks, market abuse risks, misuse of client information, insider trading risk etc.
BCMA Business Risk Management:
The Business Risk Management team supports and promotes a robust control environment within the Banking, Capital Markets and Advisory business across Europe, the Middle East and Africa (EMEA), ensuring that all applicable internal policies and external regulations are adopted through effective and sustainable processes.
The team sits within the 1st line of defence and provides direct oversight over the key operational and conduct risks of the business by overseeing processes and controls related to transaction approvals (conflicts clearance, committee approvals, engagement procedures), Information Management (data surveillance, wall crossing procedures), client monitoring (anti-money laundering, KYC, Anti-bribery andCorruption) and overall employee supervision and training.
Assist in the oversight and escalation of key Business Risks:
The role will provide the successful candidate with a good understanding of the Banking, Capital Markets and Advisory business, Legal and Compliance topics and their related frameworks as well as excellent exposure to country and regional senior management.
Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.
Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organisational success.
Citi is an Equal Opportunities Employer
|Location:||United Kingdom London|
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.
Only direct applications will be considered.