This role will be a team member of the AML Compliance IA team, contributing to the execution of AML and Compliance audits across all Citi business lines, and maintaining related auditable entities, including completing risk assessments and performing business monitoring, in accordance with established IA methodology and professional auditing standards.
The position will be based in Malaysia and will report directly into the C14 Audit Senior Vice President – AML Compliance IA based in Singapore. Specifically, this will cover all aspects of AML and Institutional Compliance aspects of Capital Markets Origination, Corporate & Investment Banking, Markets, Treasury & Trade Solutions, Securities & Fund Services, and the Citi Private Bank. A key aspect of this will be covering the hubs and Business Services supporting APAC countries as outsourcing hubs.
Applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance
Contributes to the development of audit processes improvements
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business
Performs moderately complex audits related to AML and Compliance in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Completes assigned audits within budgeted timeframes, and budgeted costs
Partners and works collaboratively with team members in all phases of the audit process
Monitors the risk environment and assesses the emerging risks through the Business Monitoring process
Recommends appropriate and pragmatic solutions to risk and control issues
Applies knowledge of key regulations to influence audit scope
Develops effective line management relationships to ensure strong understanding of the business
Pro-actively develops automated routines to help focus audit testing
BS/BA degree or equivalent combination of education/experience
ACAMS and other internal audit related qualifications are an advantage
The candidate should have functional knowledge of AML, understands the role of Compliance and adherence to regulatory requirements by Asia Pacific regulators such as the MAS, Federal Reserve, Securities Exchange Commission and other related agencies especially in Asia Pacific
The candidate must have a strong understanding in risks and controls and demonstrate the ability to work independently and collaboratively in teams, multi-task and adhere to strict timelines
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
Strong interpersonal skills for interfacing with all levels of internal and external audit and management
|Location:||Malaysia Corrientes Kuala Lumpur|
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.
Only direct applications will be considered.