Serves as a function/business/product
compliance risk officer for Independent Compliance Risk Management (ICRM)
responsible for assisting with internal strategies, policies, procedures,
processes, and programs to prevent violations of law, rule, or regulation and
design and deliver a risk management framework that maintains risk levels
within the firm's risk appetite and protect the franchise. In addition, engages
with the ICRM Product and Function coverage teams, in order to partner to
develop and apply CRM program solutions that meet the function/business/product
and customer needs in a manner consistent with the Citi program framework.
Primary responsibilities include monitoring compliance risk behaviors and
providing day-to-day Compliance advice relating to the supported
function/business/product and guidance on function/business/product rules/laws
and interpretation on internal policies and procedures.
Key activities include:
· Assisting in the design, development, delivery
and maintenance of best-in-class Compliance, programs, policies and practices
Providing oversight, analysis and interpretation
of data to identify existing, emerging and unknown compliance risks, through
the development of compliance metrics.
Data modelling and analytic support for key
Global Compliance activities, including risk assessments and metrics
development to manage Compliance-related risk exposure and program control
· Providing guidance on rules and regulations relating to function/business/product operational issues, as well
transactional approvals and interpretation of internal compliance policies.
· Assisting with regulatory inquiries and/or
examinations. This may include coordination with regulators and other parties.
· Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance,
other Control Functions, and In-Business Risk to address compliance issues which may impact the
· Supporting the function/business/product in
performing timely compliance reviews of new products.
· Assisting in the development and administration
of Compliance training for the supported function/business/product.
· Researching any new reform rules and rule changes and implementing policies, procedures or other
controls necessary to
comply with the rules.
· Additional duties as assigned.
Knowledge and skills
Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements
MBA or JD a plus
Related certifications desirable
|Location:||India Haryana Gurgaon|
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.
Only direct applications will be considered.